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Postgres-backed durable execution for Elixir: declare an FSM, the engine commits its state before each step proceeds, so instances survive process and node death and resume where they left off.
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guides/internals.md
# Database internals
Everything the engine knows lives in Postgres: an FSM instance is a row, its inbox is rows,
the limiter counters are rows. The runtime processes (schedulers, reaper, GC) hold no state
worth preserving — kill any of them and the database still describes exactly where every
instance is. This page is the map: the tables, the indexes, who reads and writes what, and
the locking/constraint discipline that makes concurrent nodes safe. For the plans and
measured costs of these statements, see [PERFORMANCE](../PERFORMANCE.md); for the feature
semantics, the individual guides.
Two design rules explain most of what follows:
- **One statement per hot-path operation.** Claims, outcomes, and signal delivery are each a
single data-modifying CTE chain — one round-trip, atomic without an explicit transaction.
User step code runs *between* statements, outside any transaction.
- **Invalid states are uncommittable, not checked-for.** Where two nodes can race, the
schema carries a constraint that makes the losing write impossible to commit; the loser
retries against the winner's committed truth.
## The tables
### `gen_durable` — the instance table
One row per instance (or job — a job is a one-step instance). Column groups:
| Group | Columns | Notes |
|---|---|---|
| what runs | `fsm`, `fsm_version`, `step`, `state jsonb`, `attempt`, `result`, `last_error` | `state` is the durable FSM state, rewritten on every transition |
| lifecycle | `status` | enum `durable_status`: `runnable → executing → awaiting_signal / awaiting_children / done / failed`; the whole protocol is flips of this column |
| scheduling | `queue`, `priority`, `eligible_at` | the pick order is exactly `(queue, priority, eligible_at)` |
| claim | `locked_by`, `lease_expires_at` | who is executing it and until when the claim is trusted |
| admission | `concurrency_key`, `concurrency_shard`, `rate_limit`, `weight` | `concurrency_shard` is set at claim time for gated keys (the release credits that shard back); `rate_limit`/`weight` describe the *current* step |
| coordination | `awaits text[]`, `await_deadline`, `parent_id`, `children_pending` | signal parking and child fan-out join state |
| identity | `correlation_key`, `correlation_scope durable_status[]`, `correlation_guard` | `correlation_guard` is a **stored generated column**: equals the key while `status = any(scope)`, else NULL — computed by the database, never by application code |
| bookkeeping | `inserted_at`, `updated_at` | `updated_at` doubles as the termination instant for GC retention |
Ownership between statements is not a database lock: a step *owns* its row iff
`locked_by = $worker AND status = 'executing'`, and every outcome statement carries that
guard. A worker whose lease expired (row reclaimed, possibly re-claimed by someone else)
commits nothing — the guard matches zero rows and the late outcome is dropped.
### `signals` — the durable inbox
`(id, target_id → gen_durable ON DELETE CASCADE, name, payload jsonb, dedup_key, inserted_at)`
with `UNIQUE (target_id, dedup_key)` — redelivery with the same dedup key is a no-op at the
schema level. Rows are deleted by the outcome that consumed them (a rider CTE), and die with
their instance via the cascade.
### Limiter policy and counters
| Table | Shape | Role |
|---|---|---|
| `gen_durable_rate_configs` | `name PK, rate, burst` | token-bucket policy, upserted at engine boot from `rate_limits:` |
| `gen_durable_rate_buckets` | `key PK, tokens, last_refill` | one counter row per key ever granted; minted **pre-debited by the pick itself**, swept by GC when idle. The PK doubles as the cold-mint arbiter |
| `gen_durable_concurrency_configs` | `name PK, cap, shards` | gate policy, upserted at boot from `concurrency_limits:` |
| `gen_durable_concurrency_buckets` | `key, shard PK, cap, available`, `CHECK (0 ≤ available ≤ cap)` | free-slot counters, one row per shard; the CHECK is the hard cap — over-admission and double-credit are uncommittable |
## The indexes
Each index exists for exactly one hot query; every partial predicate matches its query's
`WHERE` clause 1:1.
| Index | Definition | Serves |
|---|---|---|
| `gen_durable_pick` | `(queue, priority, eligible_at) WHERE status = 'runnable'` | the picker's candidate scan — equality on `queue` keeps the index pre-ordered so `LIMIT batch` stops after ~batch rows |
| `gen_durable_lease` | `(lease_expires_at) WHERE status = 'executing'` | the reaper's expired-lease sweep; also the executing set the picker's K = 1 guard probes |
| `gen_durable_await_deadline` | partial over parked rows with an armed deadline | the await-timeout sweep |
| `gen_durable_concurrency_active` | **UNIQUE** `(concurrency_key) WHERE executing AND key IS NOT NULL AND shard IS NULL` | the K = 1 arbiter: a second executing row per unconfigured key cannot commit. Gated claims set `concurrency_shard` and drop out of the predicate |
| `gen_durable_correlation` | **UNIQUE** `(correlation_guard) WHERE NOT NULL` | double duty: uniqueness among "occupied" statuses *and* the signal address lookup |
| `gen_durable_parent` | `(parent_id) WHERE NOT NULL` | the parent join when a child terminates; the GC's mid-join guard |
| `gen_durable_gc` | `(updated_at) WHERE status IN ('done','failed')` | the GC candidate scan, ordered by termination instant |
| `signals_target` | `(target_id, name)` | inbox loads and consumption deletes |
## Who reads and writes what
### Inserts — `insert`, `insert_all`, the children of `schedule_childs`
A plain `INSERT ... ON CONFLICT (correlation_guard) WHERE correlation_guard IS NOT NULL DO
NOTHING RETURNING id` — dedup by business identity costs nothing when no key is given
(NULLs never conflict). Batch forms ship rows as 12 parallel arrays through `unnest`, so the
SQL text is static (statement-cacheable) and the parameter count is fixed for any batch
size. Rows are inserted `ORDER BY correlation_key`: two nodes creating the same new keys in
opposite orders would deadlock on the unique index's uncommitted entries; in one order, the
race is a clean conflict instead. Inserts touch **no other table** — limiter buckets are the
pick's business.
### The pick — one statement, three admissions
The engine's most complex statement (`Queries.pick/5`), a single CTE chain over four tables:
1. `cand` — up to `batch` runnable rows via `gen_durable_pick`, locked in-scan with
`FOR NO KEY UPDATE SKIP LOCKED`. The K = 1 guard rides in the `WHERE` (keyed rows with an
executing sibling are filtered *before* the `LIMIT`); configured-gate and rate rows pass
through — their admission is capacity math below.
2. gate CTEs — lock the winner keys' slot shards (`FOR UPDATE`, ordered), compute cumulative
admission ranges over `locked ∪ cold` (a bucketless gate admits against virtual full
shards from the config), remember the drawn shard per row.
3. rate CTEs — cumulative weight per bucket over the survivors, lock the bucket rows
(ordered), refill lazily (`LEAST(burst, tokens + elapsed × rate)`), grant the fitting
prefix.
4. `claimed` — flip the admitted set to `executing` with `locked_by`, lease, and
`concurrency_shard`.
5. writebacks and mints — debit existing counter rows; `INSERT` the cold ones **already
debited** (`c_mint` merges racing gate mints via `ON CONFLICT`; a racing rate mint is a
PK violation and a bounded pick retry).
6. two `UNION ALL` tails return throttle counts per limited key — the
`:throttled` telemetry rides the same round-trip.
Everything capacity-related is `never executed` in the plan when the window holds no keyed
rows — an unkeyed queue pays one window sort over ≤ batch rows and nothing else. After the
pick, two batched `SELECT`s enrich the whole claim set (pending signals, live children) —
three statements per batch total, regardless of batch size.
### Outcomes — one guarded statement each
Every outcome is `UPDATE gen_durable SET ... WHERE id = $1 AND locked_by = $worker AND
status = 'executing'` as the guarded head of a CTE chain, with riders gated on it
(`WHERE EXISTS (SELECT 1 FROM committed)`), so a stale outcome commits *nothing at all*:
| Outcome | Row flip | Riders |
|---|---|---|
| `:next` | → `runnable`, new step/state, new `rate_limit`/`weight`, optional `concurrency_key` change, `concurrency_shard` cleared | `credit` (gate slot back), `consumed` (DELETE handled signals) |
| `:retry` | → `runnable` with backoff, `attempt` kept incrementing, `awaits` kept | `credit` |
| `:await` | → `awaiting_signal` + `awaits`/deadline | `credit`; the one **multi-statement** op: park + recheck in a short transaction (the recheck closes the signal-raced-the-park window) |
| `:done` / `:stop` | → `done`/`failed` + `result`/`last_error` | `credit`, `consumed`, and the parent join: decrement the parent's `children_pending`, waking it at zero |
| `schedule_childs` | → `awaiting_children` (or `runnable` when none inserted) | `credit`, `consumed`, the children `INSERT` (same unnest/conflict shape as `insert_all`) |
The `credit` rider reads the row's **old** `concurrency_key`/`concurrency_shard` from the
table, not from the update — sibling CTEs see the statement snapshot, never each other's
writes — which is exactly what lets `:next` release the old slot while rewriting the key in
the same statement.
### Signals — `deliver_signal`, one statement
`target` (resolve an id or a `correlation_guard` among live instances) → `ins` (inbox
INSERT, `ON CONFLICT DO NOTHING` for dedup) → `wake` (UPDATE the target with the flip
condition in a `CASE`, **not** in the `WHERE`). The CASE placement is the lost-wakeup fix:
the wake always locks the target row, so racing a park it queues behind the park's row lock
and re-evaluates against the committed parked row. A status-filtering WHERE would skip the
not-yet-parked row without waiting.
### Maintenance sweeps
| Statement | Reads | Writes |
|---|---|---|
| heartbeat | — | extends `lease_expires_at` of the claimed set, ownership-guarded |
| reaper | expired leases via `gen_durable_lease`, ordered `SKIP LOCKED` claim | → `runnable`, `attempt + 1`; a parallel sweep fires await timeouts via `gen_durable_await_deadline` |
| GC (terminal) | ids via `gen_durable_gc`, sparing terminal children of mid-join parents | two-step: `SELECT` the batch, `DELETE ... WHERE id = ANY` — the delete is PK-driven, never a scan |
| GC (rate buckets) | idle-refilled and orphaned buckets, ordered `SKIP LOCKED` | `DELETE` — safe because the pick re-mints a missing bucket full-minus-taken, zero lag |
| GC (gate reconciler) | one transaction: ordered `SKIP LOCKED` lock of all gate shards | heal `cap`/`available` from the executing-rows truth, sweep orphaned/idle keys whole, backfill shards missing after a `shards:` increase |
| scheduler startup | claims of a dead predecessor (same instance/queue/VM) | → `runnable` immediately instead of waiting out the lease |
## The locking discipline
- **Instance rows are only ever claimed with `FOR NO KEY UPDATE SKIP LOCKED`** (pick, reaper,
GC, startup reclaim). A claim never waits, so instance-row locks cannot appear in any
deadlock cycle — contention costs a skip, not a queue. NO KEY strength keeps claims
compatible with the `FOR KEY SHARE` that FK checks (signal inserts) take on the target row
— an in-flight signal insert no longer makes the pick skip its target row (the wake
`UPDATE` inside signal delivery still queues behind a claim, as any write must). This is safe
from lock-upgrade deadlocks *by schema*: lock strength escalates only when an UPDATE
modifies columns of a **full** unique index, and the only full unique index is the
immutable PK (the correlation/concurrency uniques are partial, which Postgres excludes) —
adding a full unique index over a mutable column would invalidate this.
- **Counter rows use blocking `FOR UPDATE`, always acquired in sorted key order.** Every
pick, credit rider, and the reconciler sort before locking, so all lock acquisition
sequences are compatible. Blocking is deliberate: for one hot bucket, `SKIP LOCKED`
measured *slower* (spin-retry with no alternative work).
- **Racing inserts meet at unique indexes, in sorted order.** Ordered insertion turns
"deadlock on each other's uncommitted index entries" into "one clean unique violation",
which the caller resolves (pick retry) or ignores (`ON CONFLICT DO NOTHING`).
- **No advisory locks, no long transactions.** The only multi-statement transactions are
`:await`'s park+recheck and the GC reconciler; user code never runs inside one.
## Constraints as the cross-node protocol
Where two nodes race, the schema is the referee — the loser's statement aborts and the
caller retries against the winner's committed state (bounded, observable via `:contended`
telemetry):
| Constraint | Race it settles |
|---|---|
| `gen_durable_concurrency_active` (unique) | two picks claiming one K = 1 key |
| `gen_durable_concurrency_buckets` CHECK | residual gate over-admission; double credit |
| `gen_durable_rate_buckets` PK | two picks minting the same cold rate bucket |
| `gen_durable_correlation` (unique) | duplicate business identity across concurrent inserts |
The meta-rule behind this (learned the hard way — see ISSUES #23): under `READ COMMITTED`,
values carried *across CTE boundaries* from rows other transactions are writing are not
trustworthy — locked scans can observe EPQ artifacts under contention. So counters
accumulate via row-resident read-modify-write (`SET x = x + 1`), admission math is fenced by
constraints, and a violated constraint means "recompute from committed truth", never "crash".
## Statement caching
Every statement has a static SQL text and goes through the connection-level prepared-
statement cache (`cache_statement:`), so Postgres parses and plans each shape once per
connection. Batch inputs ride in as typed arrays (`unnest`) rather than interpolated
placeholders — that is what keeps the texts static at any batch size.